Shorter pieces on evidence, judgment and the work that sits around an intelligence file.
The FCA’s 2026 review of customer due diligence controls highlights a recurring weakness across firms: due diligence may be taking place, but firms cannot always demonstrate what was done, why it was done, or how higher-risk customers were treated differently. The findings reinforce the need for structured, risk-based and evidence-backed CDD and EDD processes.
A practical guide to casino enhanced due diligence, including PEP screening, source of wealth and source of funds checks, VIP risk, adverse media, and AML red flags.
A practical guide to client due diligence for wealth management firms, private banks, RIAs and family offices, covering KYC, source of wealth, reputation risk, HNW research and ongoing monitoring.
Learn how wealth management firms and private banks can conduct effective Source of Wealth due diligence for high-net-worth and ultra-high-net-worth clients.
Discover how AI-powered research is helping wealth management firms and private banks accelerate KYC, client due diligence, HNW research, reputation analysis and ongoing monitoring.
Learn how private banks, wealth managers, RIAs and family offices can approach enhanced due diligence for high-net-worth and ultra-high-net-worth clients.
Learn how wealth management firms and private banks can use prospect intelligence, HNW research and relationship mapping to identify opportunities and prepare for high-value client conversations.
Singapore’s Source of Wealth guidance is moving toward a more risk-proportionate approach, focusing on material wealth drivers, relevant evidence, and plausibility rather than exhaustive document collection. This creates a strong role for technology-assisted public-source research to help financial institutions investigate wealth faster and more efficiently.
